7.1 Regulation SEC禁止前FTX及Alameda高管最高10年担任公司高管，因涉嫌挪用客户资金及违反证券法。禁令需法院批准。
美国证券交易委员会（SEC）已与前FTX和Alameda Research高管Caroline Ellison、Gary Wang和Nishad Singh达成拟议和解协议，针对他们在FTX崩溃中的角色。Ellison同意10年内不得担任任何上市公司高管或董事，Wang和Singh则面临8年禁令。三人均被永久禁止未来违反证券法，并受到为期五年的行为限制。SEC指控三人参与挪用超80亿美元客户资金，为Alameda豁免风险控制，并将FTX客户资产用于交易活动。该和解需法院批准，且三人未承认或否认指控。三人配合检方调查，避免了重大刑期。SEC此举凸显了对加密货币行业领导层的监管力度和问责，树立了对数字资产公司不当行为执法的先例。
SEC confirms years-long director bans for former Alameda, FTX executives
SEC Secures Consent Judgments Against FTX and Alameda Executives
SEC Proposes Settlements for FTX Inner Circle: Ellison, Wang, and Singh Agree to Restrictions
FTX, Alameda Execs Will Be Barred From Wall Street Roles for Up to 10 Years
SEC Seeks 10-Year Ban for Ellison, 8 Years for Wang and Singh
SEC Crackdown: Former FTX Executives Face 5-Year Officer Ban in Landmark Enforcement
SBF's cohorts at FTX take last SEC hit, Ellison banned from company roles for decade
