6.8 Regulation CFTC与Ellison和Wang达成和解，实施五年交易禁令及多年注册禁令，未追加金钱处罚。
美国商品期货交易委员会（CFTC）已与Caroline Ellison和Gary Wang就FTX和Alameda Research倒闭事件达成民事和解。两人分别被处以五年交易禁令，并分别获得十年和八年的注册禁令，禁令自2022年12月23日起生效。美国纽约南区联邦地区法院批准了这些补充同意令，要求Ellison和Wang继续配合CFTC的调查。 CFTC表示，由于两人积极配合调查，且相关刑事案件已存在110.2亿美元的没收令，因此未再寻求额外金钱处罚。两人均被认定犯有欺诈罪，并同意永久禁止未来违反联邦商品法。 此次和解正式结束了CFTC针对FTX倒闭相关的个人民事执法行动，该事件涉及挪用超过80亿美元客户存款。
US commodities regulator imposes 5-year trading ban on ex-Alameda, FTX execs
NYPOST: Ex-FTX, Alameda execs Ellison, Wang get slap-on-the-wrist trading bans after crypto collapse
CFTC Announces Consent Orders for Former Alameda CEO Caroline Ellison and FTX Co‐Founder Gary Wang
CFTC Bans Caroline Ellison From Trading for 5 Years Over FTX
CFTC Settles Cases Against Former Alameda CEO Ellison and FTX Co-Founder Wang
FTX’s Caroline Ellison and Gary Wang hit with five-year trading ban
CFTC Imposes Trading Bans on Former FTX Executives Ellison, Wang
CFTC resolves enforcement actions against former Alameda CEO Caroline Ellison and FTX co-founder Gary Wang
CFTC Court Orders Caroline Ellison and Gary Wang to Face Trading and Registration Bans
